CFTC对CPO、CTA规则做出“常识性改变”
美国商品期货交易委员会（CFTC）提出了一套规则变更，可以简化商品池操作员（CPO）和商品交易顾问（CTA）的监管义务。
周二，美国监管机构批准了一些提案，这些提案将工作人员信函和公告中提供的现有登记救济标准纳入委员会的规定。
CFTC主席克里斯托弗吉安卡洛在一份声明中说：“这些拟议修正案是常识性修改，削弱了对CPO和CTA的监管要求，同时促进了消费者对市场的信心。”
在这些变化中，CFTC旨在简化在多个司法管辖区运营池的CPO的注册要求。
它还希望通过禁止在法律上被取消资格的个人经营投资池来促进消费者保护。
CFTC to make “common sense changes” to CPO, CTA rules
The Commodity Futures Trading Commission (CFTC) has proposed a set rule changes that would simplify regulatory obligations for commodity pool operators (CPOs) and commodity trading advisors (CTAs).
On Tuesday, the US regulator approved proposals that would see the criteria for existing registration relief provided by staff letters and advisories incorporated into the Commission’s regulations.
“These proposed amendments are common sense changes that cut the regulatory mandates on CPOs and CTAs, while simultaneously promoting consumer confidence in the market,” CFTC Chairman Christopher Giancarlo said in a statement.
Among the changes, the CFTC aims to streamline registration requirements for CPOs that operate pools in multiple jurisdictions.
It also expects to boost consumer protection by banning individuals who are legally disqualified to operate investment pools from doing so.
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